"Taking the complexity out of compliance"

About
us

Complect is an online platform that allows financial service firms to hire experienced compliance specialists on demand for one off projects and full time roles.

Financial regulatory compliance is a highly fragmented market. There are plenty of compliance consultants in the space, but no single repository for businesses to easily identify, compare, and hire them. As a third-party marketplace, we help connect businesses and compliance specialists in a discreet and confidential manner creating an agile compliance solution for the digital era.

We provide a project management dashboard and convenient automated invoicing and payments system to facilitate the completion of the work posted on our platform. In addition, members of our marketplace can leverage discounts for various business and regtech services through our curated partnership network.

Complect was launched in April 2016 and is based in Denver, CO.

AN AGILE COMPLIANCE SOLUTION
Desk
Compliance specialists with a minimum of three years experience complete work
former regulator

chief compliance officer

AML/KYC officer

OSJ

audit manager

BSA analyst

financial crime officer

cybersecurity expert

FINOP

Post it
On projects and full time roles posted to our platform
registrations

regulatory filings

secondments

onsite CCO support

audits

internal reviews

independent director

outsourced CCO

training

Building
By organizations in various financial services industries across the world
investment adviser

broker dealer

private fund manager

CPO/CTA

startup fundraising

consulting firm

family office

publicly traded company

mutual fund

MEET OUR TEAM
Hanh

Hanh Nguyen

Co-founder, CEO
Former consultant at ACA Compliance Group directly advising some of the world's top asset managers. Founder of Yossarian Capital Partners, a social impact private equity fund turned corporate advisory firm.

James

James Lerner

Co-founder, COO
Lazard investment banker turned venture capital investor managing the former head of Lazard Australia's private investment vehicle and most recently a director at an infrastructure fund founded by the CEO of Atlas Arteria.

Kevin

Kevin Keefe

Advisory Board Member
Veteran RIA and Broker Dealer executive turned angel investor and fintech advisor. 30-year financial services career includes senior roles at industry-leading broker dealer and asset management firms, and most recently was President and CEO of First Allied Securities.