What does the dashboard track for me?
The dashboard is your go-to command center to get a high level overview of key elements to your compliance program.
Note: This is an Admin and Trusted role view as Basic roles will see Attestations and Pre-approval summaries instead
The summaries include:
Policies: This displays the number of policies created and out of that total, which policies are currently in draft status and may need your attention to finalize and publish to the rest of the firm. Clicking the View link in the top right corner will take you through to the Policies page. This is only visible to Admin and Trusted role users.
Risks: This displays the number of risks you have identified that exist in the firm and how many of those risks are still unlinked to policies that serve as mitigating controls to the risk. Clicking the View link in the top right corner will take you through to the Risk Register page. This is only visible to Admin and Trusted role users.
Attestations: This displays the number of attestations you've been assigned to fill out and how many are still awaiting your completion and submission. Clicking the View link in the top right corner will take you to the Attestations page.
Pre-approvals: This displays the number of pre-approvals requests you have ever submitted and how many are still awaiting a decision. Clicking the View link in the top right corner will take you to the Pre-approvals page. This is only visible to Basic role users.
My Tasks: Providing a quick view of your upcoming tasks for the calendar week, you can also quickly create new tasks directly from the dashboard. Clicking the View link in the top right corner will take you through to the My Tasks page where a record of all tasks are managed.
Donut chart color code explanation:
Gray = the number of tasks within the calendar year that have not been completed and are not overdue
Green = the number of completed tasks within the calendar year
Yellow = the number of tasks currently overdue within the calendar year
Magenta = the number of tasks currently overdue by 30 days or more during the calendar year
Deadlines: We provide a handy view of all the regulatory deadlines that should be on your radar for the current calendar month.
Internal Reviews: Start and track your internal reviews of your compliance program from your dashboard. You can quickly see if any have been started and whether there are any still awaiting completion. Clicking the View link in the top right corner will take you to the Internal Reviews page.