compliance solution for investment advisers
Confusing. Dull. Time consuming. Compliance isn't the most fun part of your job. But, Complect makes it better.
We're the bestie at work that makes it bearable. So, stop phoning it in and let us give you our regulatory cliff notes. Our all-in-one compliance program management solution feels like a cheat sheet for your next regulatory exam.
It's time. Be the RIA your clients expect you to be.
What We Offer
Building compliance into every aspect of your business operations from the start makes it easier to maintain later on. We make this simple with customizable templates to guide the way.
Easy, guided set up
Build out your compliance program with tasks, policies, testing rubrics, and forms. Leverage our templates to help you get started quickly.
Maintenance on autopilot
Oversight is a breeze with handy prompts and reminders. Still sound like too much? DIY make you nervous? Hire from our network of experts.
Audit ready documentation
Export an audit trail of all your compliance activities on the site. Stop hunting around for different versions of policies, spreadsheets, and forms.
Discover a compliance program management solution that doesn't hurt the brain or the wallet.
Forms (Logs, etc.)
Combine the power of your technology stack with our compliance know how and what you'll get is continuous and automated monitoring of your data to alert you if you've triggered a regulatory requirement.
It feels like an in-house compliance officer and costs less than that fancy coffee habit.