Compliance Made Easy

Complect helps investment advisers manage their compliance programs.

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Your Business, Your Way

You tell your clients you're different from your competitors, so why are you stuck with the same cookie cutter compliance program?

Get empowered to optimize your compliance program as it has never been easier to start personalizing it towards your firm's actual business practices and unique risks.

Fully customizable compliance calendar integrated across the platform

Craft policies to track and mitigate risks throughout your organization

Create, conduct, and document internal review checklists to strengthen your compliance program

Engage and Collaborate

Stop managing compliance from an ivory tower and start empowering your team with clear, consistent guidelines and delegated responsibilities.

Assign tasks and responsibilities across your organization

Store and share important documents within the platform

Hire from a pool of compliance specialists whenever you need expertise or additional manpower

An end-to-end solution for streamlining your compliance program

Compliance Calendar
Manage your organization's projects and tasks on a single calendar.
Assessment Tools
Draft policies, conduct reviews, and assess risks within your organization.
Document Storage
Easily organize and store files to stay audit ready for your next exam.
Code of Ethics
Create and store attestations, logs, and monitor personal trading.

Can't get it all done on your own?

Hire top-tier experts from our Specialist Marketplace to assist you on upcoming compliance projects and tasks. Request proposals, get project quotes, read reviews, and set permissions to mirror your account all in one platform.

Are you a specialist? Sign up here
Take back your valuable time and seamlessly integrate compliance into your day to day
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