Make compliance suck less.

Ready to take the pain out of compliance?
You've come to the right place.

The industry gets it: compliance should be simple

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Be the compliant RIA your customer believes you are.

(Complect makes it really easy.)

Get it right — from the beginning.

Complect helps advisors build compliance into every aspect of their business. Doing the right thing shouldn’t be an afterthought.

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Be audit-ready (hint: it’s going to happen).

Note your risks, create policies to mitigate them, and conduct internal reviews to ensure your processes are working — all in one place.

Hire top-tier (really friendly) specialists.

Work with a network of experts ready to assist you with pretty much anything (compliance related, of course).

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Get it right — from the beginning.

Complect helps advisors build compliance into every aspect of their business. Doing the right thing shouldn’t be an afterthought.

Audit Icons

Be audit-ready (hint: it’s going to happen).

Note your risks, create policies to mitigate risks, and conduct internal reviews that show you’re taking care of your risks — all in one place.

Contact Cards

Get help from an(other) expert.

Note your risks, create policies to mitigate risks, and conduct internal reviews that show you’re taking care of your risks — all in one place.

Easy risk monitoring and mitigation

How it works

Register
Sign up for an account that best fits your compliance needs. Our starter plan is free!
Identify Risks
Note any risks you see. Right in the platform. Not in some random document you’ll forget about.
Develop Policies
Mitigate risks through constructive policies that you can create, edit, and share through Complect.
Assign Tasks
Bake those good behaviors into your business. Get the whole firm involved and assign employees specific tasks.
Conduct Reviews
Test the efficacy of your processes through documented internal reviews. Easy to follow audit trail for regulators.
Manage Documents
Send and store completed attestations, logs, and pre-approvals through one interactive portal.
Your clients expect more, so start sucking less at compliance.

Join a community of fiduciaries taking charge of their compliance programs today!

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