ACCESS TOP COMPLIANCE SPECIALISTS & BOUTIQUE FIRMS IN ONE PLACE

139

specialists

22%

former regulators

13

avg. years experience

43

businesses serviced

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Registrations

Tap one of our specialists
to help get you registered
with state securities
divisions, the SEC, FINRA,
CFTC/NFA, and more!

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Regulatory filings

Trying to interpret all
those instructions on your
regulatory filings? Let our
specialists help you get
them filed in a flash.

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internal reviews

Hire a specialist for
your annual compliance
program review or a one
off mock audit. We can
customize to your needs!

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CCO support & more

Can't get it all done alone?
Don't want to add another full
time position? Create an agile
compliance workforce with
our on demand specialists.

MINIMIZE YOUR COMPLIANCE COSTS. MAXIMIZE YOUR RESULTS.

01

POST A PROJECT

It's free to post a project. You can post a one off project, hourly engagement, or a full time role. Set the price, time, and prerequisites, and immediately start receiving applications from our pool of top specialists.

REVIEW APPLICANTS

Our specialists have minimum of three years compliance experience and only those meeting your job prerequisites may apply. You can read reviews and interview before selecting the right specialist for your project.

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GET WORK DONE

Start working right away! Your information will only be shared with the specialists you engage. Payment is made electronically when you are satisfied with the work and our fees are simple: 10% of the payment processed.

Clint

Clint Haynes, CFP

Founder, NextGen Wealth

Two quotes

Using Complect for the first time was an awesome experience. Very easy to navigate and I loved being able to learn more about the compliance professionals who were bidding on my project. It was such a great experience that I've already used it again and plan on turning to Complect for all of my compliance needs moving forward. Definitely recommend.

JOIN CLINT AND YOU CAN BE A HAPPY CLIENT TOO

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