Complect helps investment advisers manage their compliance programs.
You tell your clients you're different from your competitors, so why are you stuck with the same cookie cutter compliance program?
Get empowered to optimize your compliance program as it has never been easier to start personalizing it towards your firm's actual business practices and unique risks.
Fully customizable compliance calendar integrated across the platform
Craft policies to track and mitigate risks throughout your organization
Create, conduct, and document internal review checklists to strengthen your compliance program
Stop managing compliance from an ivory tower and start empowering your team with clear, consistent guidelines and delegated responsibilities.
Assign tasks and responsibilities across your organization
Store and share important documents within the platform
Hire from a pool of compliance specialists whenever you need expertise or additional manpower
Hire top-tier experts from our Specialist Marketplace to assist you on upcoming compliance projects and tasks. Request proposals, get project quotes, read reviews, and set permissions to mirror your account all in one platform.