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Make compliance suck less

We made it simple.

AS SEEN IN

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All-in-one
compliance solution for investment advisers

Confusing. Dull. Time consuming. Compliance isn't the most fun part of your job. But, Complect makes it better.

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We're the bestie at work that makes it bearable. So, stop phoning it in and let us give you our regulatory cliff notes. Our all-in-one compliance program management solution feels like a cheat sheet for your next regulatory exam.

 

It's time. Be the RIA your clients expect you to be.

What We Offer

Building compliance into every aspect of your business operations from the start makes it easier to maintain later on. We make this simple with customizable templates to guide the way.

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Easy, guided set up

Build out your compliance program with tasks, policies, testing rubrics, and forms. Leverage our templates to help you get started quickly.

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Maintenance on autopilot

Oversight is a breeze with handy prompts and reminders. Still sound like too much? DIY make you nervous? Hire from our network of experts.

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Audit ready documentation

Export an audit trail of all your compliance activities on the site. Stop hunting around for different versions of policies, spreadsheets, and forms. 

Features
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Discover a compliance program management solution that doesn't hurt the brain or the wallet.

 

You're welcome. 

Task 

Management

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Policies

Management

Internal

Reviews

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Risk

Register

Forms (Logs, etc.)

Document

Storage

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Powerful Integrations

BETA

Combine the power of your technology stack with our compliance know how and what you'll get is continuous and automated monitoring of your data to alert you if you've triggered a regulatory requirement.

 

It feels like an in-house compliance officer and costs less than that fancy coffee habit. 

Don't let paperwork
stand in the way of progress

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